Skip to main content

Proximal Humeral Fracture


Proximal Humerus Fracture background:

A proximal humeral fracture is the third most common fracture type in individuals older than 65 years, after distal radius and proximal femur fractures. In 1970, Charles Neer described his four-segment classification system. He believed the existing classifications were inadequate for research purposes, as they did not differentiate between injuries of varied severity nor did they group like fractures. The classification systems at that time were based on the mechanism of injury or level of the fracture line, but did not consider many surgically important aspects or pathologic features of injury such as tuberosity displacement.

Forty years later, surgeons continue to use Neer’s four-segment fracture classification system for proximal humerus fractures because it is useful in guiding treatment, grouping similar fracture patterns for research purposes, and explaining pathologic features of injury.

Neer’s classification was based on careful analysis of radiographs and surgical findings from 300 proximal humerus fractures he treated at the New York Orthopaedic Hospital-Columbia Presbyterian Medical Center between 1953 and 1967. His classification system was based on an observation made much earlier by Codman, that all proximal humerus fractures were composed of four major segments: the lesser tuberosity, greater tuberosity, articular surface, and humeral shaft. Neer added categories for articular surface fractures and dislocations, as he correctly observed these to be important prognostic factors. He sought to provide a conceptual framework to explain the pathoanatomy of proximal humerus fractures by accounting for displaced bone fragments, rotator cuff attachments, and vascular supply. His secondary aim was to catalogue the most common injury patterns for research purposes. In his original article, he described how characteristic patterns of displacement occur with each fracture type, and he explained how these result from the attached bone segments and the deforming forces generated by the rotator cuff.


How do we classify proximal humerus fractures?

The four-segment classification system defines proximal humerus fractures by the number of displaced segments or parts, with additional categories for articular fractures and dislocations. The potential segments involved are the greater tuberosity, lesser tuberosity, articular surface, and humeral diaphysis. A segment is defined as displaced if there is greater than 1 cm separation or 45° angulations.

One-Part Fractures

No fragments meet the criteria for displacement; a fracture with no fragments considered displaced is defined as a one- part fracture regardless of the actual number of fracture lines or their location.

Two-Part Fractures

One segment is displaced, which may be the greater tuberosity, lesser tuberosity, or articular segment at the level of the anatomic neck or surgical neck.

Three-Part Fractures

With a three-part fracture, one tuberosity is displaced and the surgical neck fracture is displaced. The remaining tuberosity is attached, which produces a rotational deformity.

Four-Part Fractures

All four segments (both tuberosities, the articular surface, and the shaft) meet criteria for displacement. The articular segment typically is laterally displaced and out of contact with the glenoid. This is a severe injury and carries a high risk of avascular necrosis.

Valgus-Impacted Four-Part Fractures

Neer added this pattern as a separate category in 2002. In this situation, the head is rotated into a valgus posture and driven down between the tuberosities, which splay out to accommodate the head. Unlike in the classic four-part fracture, the articular surface maintains contact with the glenoid, and is not laterally displaced. This four-part fracture warranted its own category because the prognosis and treatment for this injury are different than those for the classic four-part fracture.

Fracture Dislocations and Articular Surface Injuries

Separate categories were added for dislocations because they represent more severe injuries, and are more likely to have avascular necrosis and heterotopic ossification develop. Similarly, articular surface fractures were placed in a separate category because of their unique treatment considerations. These come in two varieties, head-splitting fractures and impaction fractures.


Treatment options for Proximal Humerus Fractures


If a proximal humerus fracture is non-displaced and stable, non-operative management could be a viable option. This would consist of sling wear, rest, medication for pain and gentle physical therapy after a weeks of rest.

Surgical Management

If a proximal humerus fracture is displaced greater than 1cm and has multiple fracture zones often surgery is recommended. Surgery would consist of a proximal humerus fracture Open Reduction and Internal Fixation (ORIF). This is a catch all term for when a surgeon fixes a fracture through an open incision and uses plates and screws to approximate the fractured pieces of bone. Following surgery, the patient will begin physical therapy shortly after to work on regaining motion of the shoulder and eventually strength. Sometimes, the fracture is behind fixation and a reverse total shoulder arthroplasty will be required. This is often indicated if someone has osteoarthritis or a rotator cuff tear compounded by the proximal humerus fracture. Please visit my reverse total shoulder page for more details.